Expert Corporate Advisory Charting Course for the Future of Industry and Investment

What We Do

Carasec provides a range of corporate advisory and capital raising services to private and listed companies.

Carasec also offers a boutique broking function, providing sophisticated investors with access to high quality investment opportunities in a diverse range of industry sectors including resources, biotechnology, medical technology & industrial technology.

Our Approach

Carasec’s experience in funding and advising companies through the commercialisation pathway and onto the ASX means we are ideally placed to provide advice to companies from incorporation all the way through to ASX listing and post listing market support, while providing curated investment opportunities to sophisticated and wholesale investors.

Our Mission

Guiding companies from inception to ASX success with unparalleled expertise in funding and commercialization. We are your bridge to curated investment opportunities, backed by a legacy of trusted partnerships in capital raising, M&A, and beyond. At Carasec, we not only advise, but connect, ensuring every client benefits from our vast network of industry specialists.

The Caravel

The Caravel was a revolutionary ship design that emerged during the late 15th century, marking a pivotal moment in maritime history. These innovations allowed for improved sailing against the wind and efficient navigation across both open seas and shallow coastal areas.

The Caravel’s impact on global exploration and trade routes was profound, shaping the course of history and bridging continents through its remarkable versatility and adaptability. This compact, maneuverable vessel was highly instrumental in the Age of Exploration. Caravels were characterised by their distinct features, including a triangular lateen sail, a shallow draft, and a combination of square and lateen-rigged masts.

About Our Firm

Carasec draws inspiration from the legacy of the Caravel, a revolutionary ship that transformed global navigation and ushered in a new era of trade. Much like the Caravel, our firm stands at the forefront of navigating the complex waters of corporate advisory and capital raising. We see ourselves as modern-day navigators, steering businesses and investors towards prosperous horizons. Our dedication to enhancing trade, improving connections, and fostering growth mirrors the impact the Caravel had on global exploration and commerce. At Carasec, we’re not just about business; we’re about charting the course for the future of industry and investment.

Services

Investment Clients

Private seed and pre-IPO placements
Initial public offers
ASX placements
Rights issue shortfall offers
Execution and trading

Corporate Clients

Capital raising
Prospectus and ASX capital raising advice and documentation preparation
Underwriting services
Project and technology acquisition and divestment
Merger and acquisition advice

Our team has long standing relationships with third party service providers in the company secretary, accounting, intellectual property and management consulting sectors. As our client’s needs arise we introduce our trusted third party service providers who seamlessly integrate within the Carasec service offering.

Our Team

Josh Chadwick [BEc/LLB]

Executive Director

Josh Chadwick stands out in the legal landscape with his vast experience in guiding minerals and petroleum exploration companies. His expertise encompasses a wide array of areas including tenement/permit applications, infrastructure deals, joint venture agreements, and native title access. He has skillfully negotiated heritage agreements, crafted environmental plans, and liaised with government departments to ensure smooth operations for his clients.

Beyond his legal acumen, Josh has showcased his prowess in the capital markets and corporate advisory sectors. He’s been the guiding hand behind multiple ASX initial public offers, private placements, and rights issue transactions. His educational background is just as impressive, holding a dual bachelor’s degree in law and economics, a graduate certificate in applied finance, and RG146 compliance. Truly, Josh’s multifaceted expertise makes him a force to be reckoned with in the industry.

Ryan Laws

Executive Director

Ryan Laws is a distinguished figure in the corporate and securities landscape. Currently, he serves as the Executive Director of Caravel Securities. Stationed in Perth, Western Australia, he has been contributing his expertise to the firm for the past 4 months, bringing with him a wealth of knowledge and a visionary approach. Before this, Ryan showcased his prowess at Mac Equity Partners as a Corporate Advisor. For a commendable seven years, he played a pivotal role in the Greater Perth Area, driving strategies and fostering partnerships that bolstered the company’s position in the market.

But Ryan’s accolades don’t stop there. He is also recognised as the Co-Founder and Non-Executive Director of EMVision Medical Devices Ltd. Under his leadership, EMVision has pioneered innovative solutions in the medical device sector, reinforcing Ryan’s reputation as a versatile and forward-thinking leader in the industry. With each role, he has further solidified his standing as a force to be reckoned with, seamlessly blending his corporate advisory insights with entrepreneurial acumen.

Hugh Pilgrim [Bcom. Fin. Econ.]

Executive Director

Hugh Pilgrim is a formidable presence in the realm of securities and corporate finance. As the current Executive Director at Caravel Securities, stationed in Perth, Western Australia, he has been instrumental in steering the firm’s direction since July 2023. His leadership, even in these early months, exhibits a blend of strategic vision and hands-on expertise.

Before joining Caravel, Hugh had a significant stint at MAC Equity Partners. His journey there spanned almost seven years, commencing as an Associate Advisor in October 2016. Within just a year, his exceptional acumen propelled him to the role of Investment Advisor, a capacity in which he served for five years and nine months. It was during this time that he showcased his adeptness at devising investment strategies and building lasting relationships.

Prior to MAC Equity, Hugh further honed his skills as a Dealer Assistant at Argonaut. This integrated investment house, known for its technical prowess and focus on sectors like metals & mining, energy, and agribusiness, benefited from Hugh’s expertise for seven months.

Jacob Goddard [Bcom. Acc. Fin.]

Associate Director

Jacob Goddard is a seasoned professional with a proven track record in the financial and securities domain. Currently, he serves as an Associate Director at Caravel Securities, having assumed this pivotal role in July 2023. With four months at the helm, Jacob has been instrumental in steering the company’s strategic direction, leveraging his extensive expertise and insights.

Prior to joining Caravel Securities, Jacob showcased his prowess as an Investment Advisor at MAC Equity Partners for a solid two years, from 2021 to 2023. His tenure there was marked by astute decision-making and innovative financial strategies that greatly benefited the firm. Even before MAC Equity Partners, Jacob’s commitment to excellence was evident during his time at CPS Capital. For over two years, from September 2017 to January 2020, he held dual responsibilities as a Dealers Assistant and Advisor, making significant contributions to the company’s growth trajectory in Perth, Western Australia.

Jack McKenna

Investment Advisor

Jack expanded his portfolio in October 2023 by taking on an additional role as an Investment Advisor at Caravel Securities. Before these ventures, Jack enriched his expertise as a Corporate Advisor at a Boutique Investment Advisor firm from January 2023 to July 2023. During this tenure, he was deeply involved in various corporate transactions, including M&As, Capital Raisings, and IPOs. He also provided invaluable investment advisory services to a diverse clientele, ranging from sophisticated investors to high net-worth individuals and family offices. His knack for deal origination further solidified his reputation in the industry.

Jack’s commitment to sustainable practices is further evidenced by his certifications. He earned the prestigious title of Sustainability Professional from the Global Reporting Initiative (GRI) in August 2021. Additionally, his financial acumen is underscored by the RG-146 certification he acquired from Financial Education Professionals in February 2021. With a harmonious blend of experience and certifications, Jack Mckenna emerges as a beacon of expertise and sustainable advocacy in the financial world.

Navigating the vast oceans of the securities domain

Carasec’s unparalleled knack for identifying hidden gems in the corporate world has led to an awe-inspiring tapestry of success stories. At the heart of EMVision Medical Devices Limited’s groundbreaking journey stood Carasec’s Executive Director, Ryan Laws. As a co-founder, his visionary approach transformed a budding idea into a soaring success, with EMVision’s value skyrocketing from its humble beginnings to remarkable heights in 2020. Similarly, 4DS Memory Limited, with its cutting-edge “ReRAM” technology, flourished under Carasec’s watchful eye. The firm’s advisors didn’t just spot the potential; they breathed life into it, leading to a meteoric rise in the company’s value.

Success Stories

EMVision Medical Devices Limited (ASX:EMV) is an innovative Australian medical device company developing a novel approach to looking inside the human body. EMVision was incoporated in 2017 to commercialise technology that originated at the University of Queensland.

Carasec Executive Director, Ryan Laws, is a co-founder of EMVision Medical Devices.

As a co-founder of EMVision, Ryan raised capital for the company via a seed raising at 8c per share in late 2017, a pre-IPO raise at 16c in mid 2018 and a 25c IPO in late 2018. EMVision traded as high as $4.20 in 2020.

Argenica Therapeutics Limited was incorporated in November 2019 to undertake development and commercialisation of a novel therapeutic developed by researchers at the University of Western Australia to protect the brain following stroke and other traumatic brain injuries.

Advisors at Carasec were involved in early seed capital raises, the preparation of the prospectus for the ASX listing and the IPO capital raise working closely with the lead manager.

Argenica listed on the ASX in June 2021 at 20c, and traded as high as $1.02 during 2022.

4DS Memory Limited (ASX:4DS) is developing emerging non-volatile memory called “ReRAM” (or RRAM) with demonstrated technological advantages over other known ReRAM cells in development. This makes it a potential candidate to replace the current standard, DRAM, as the dominant standard of the future.

Advisors at Carasec identified the opportunity in 2017 and issued a research note to clients, which was followed by a capital raise at $0.04.

4DS Memory traded as high as $0.28 in January 2021.

4DS Memory Limited (ASX:4DS)

Group 6 Metals Limited (ASX:G6M), formerly named King Island Scheelite Limited (ASX:KIS), is an Australian resources exploration and development company with a focus on the redevelopment of its 100%-owned Dolphin Tungsten Mine located on King Island, Tasmania.

The Dolphin Tungsten Mine hosts the highest-grade tungsten deposit of significant size in the Western world. Carasec advisors identified the opportunity in 2018 and provided corporate advice, focusing on project financing and investor egnagement. Members of the Carasec team led a number of consecutive capital raises, with one being corner-stoned by the Swiss investment company D.A.CH.S Capital AG.

Contact Us

Our Office

L1, U6, 186 Hampden Road
Nedlands
WA 6009
(08) 9481 3021
info@carasec.com.au

Postal

PO Box 3470
Broadway Nedlands
WA 6009

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Our Office

L1, U6, 186 Hampden Road
Nedlands
WA 6009

Contact Us

(08) 9481 3021
info@carasec.com.au

Office Hours

Mon-Fri: 9am – 5pm
Sat-Sun: Closed

Postal

PO Box 3470
Broadway Nedlands
WA 6009

Corporate Authorised Representative of AFSL 237549